Type of Credit: Elective
Credit(s)
Number of Students
1.The Financial Services Industry: Depository Institutions 2. The Financial Services Industry: Insurance Companies 3. The Financial Services Industry: Securities Firms and Investment Banks 4. The Financial Services Industry: Mutual Funds 5. The Financial Services Industry: Finance Companies 6. Why are Financial Intermediaries Special? 7. Risks of Financial Intermediation 8. Midterm exam 9. Interest Rate Risk I 10. Interest Rate Risk II 11. Market Risk 12. Credit Risk: Individual Loan Risk 13. Credit Risk: Loan Portfolio and Concentration Risk 14. Off-Balance-Sheet Activities 15. Operational and Technology Risk 16. Foreign Exchange Risk 17. Sovereign Risk 18. Final exam
能力項目說明
Anthony Saunders,Financial Institutions Management--A Modern Perspective,McGraw-Hill Companies, Inc..
| 教學週次Course Week | 彈性補充教學週次Flexible Supplemental Instruction Week | 彈性補充教學類別Flexible Supplemental Instruction Type |
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週次 Week |
課程主題 Topic |
課程內容與指定閱讀 Content and Reading Assignment |
教學活動與作業 Teaching Activities and Homework |
學習投入時間 Student workload expectation |
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課堂講授 In-class Hours |
課程前後 Outside-of-class Hours |
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1 |
資本適足性－巴塞爾風險基準資本 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
2 |
資本適足性－新巴塞爾資本協定 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
3 |
資產品質－評估因子與信用風險管理 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
4 |
管理績效－內部控制與稽核 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
5 |
管理績效－法規遵循 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
6 |
管理績效－銀行的公司治理 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
7 |
管理績效－資訊公開揭露 | 課堂指定 |
課堂指定 |
0 |
0 |
|
8 |
獲利能力－盈餘的數量與品質分析 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
9 |
流動性－管理指南與評估原則 | 課堂指定 | 課堂指定 |
3 |
4.5 |
|
10 |
市場風險－風險管理的評等 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
11 |
市場風險－市場風險的基本規範 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
12 |
市場風險－風險衡量與風險值 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
13 |
市場風險－衍生性金融商品的風險管理 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
14 |
場外監控－報表稽核 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
15 |
場外監控－統一銀行營運績效監控 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
16 |
場外監控－金融預警制度 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
17 |
場外監控－銀行的缺失與改正措施 |
課堂指定 |
課堂指定 |
3 |
4.5 |
|
18 |
銀行監理的新趨勢－風險聚焦的金融監理 |
課堂指定 |
課堂指定 |
3 |
4.5 |
期中考：50%
期末考：50%
課堂指定