教學大綱 Syllabus

科目名稱:比較政治的實證研究設計

Course Name: Empirical Research Designs in Comparative Politics

修別:選

Type of Credit: Elective

3.0

學分數

Credit(s)

10

預收人數

Number of Students

課程資料Course Details

課程簡介Course Description

This course offers a practical guide for students to write an empirical research paper on issues of comparative politics. Through a combination of lectures and seminars, students will receive training in academic writing and professional presentation.

核心能力分析圖 Core Competence Analysis Chart

能力項目說明


    課程目標與學習成效Course Objectives & Learning Outcomes

    The objective of this course is twofold. First, it aims to help students effectively write a publishable paper for an international conference or a thesis/dissertation proposal. The second objective is to strengthen students’ capability to conduct critical literature reviews and develop a “manageable” research design using observational data. This course is divided into two sessions. The first session provides intensive training in academic writing and critical literature review. The second session comprises seminars for empirical research papers about various issues of comparative politics.

    每周課程進度與作業要求 Course Schedule & Requirements

    教學週次Course Week 彈性補充教學週次Flexible Supplemental Instruction Week 彈性補充教學類別Flexible Supplemental Instruction Type

    Class Schedule

     

    (Note: The course content and schedule is subject to change at the instructor’s discretion.)

     

    Week 1 (9/11): Introduction

    Organization of the course schedule; academic ethics, Turnitin, and AI tools; formalities for academic writing; download EndNote software from the NCCU campus-authorized software website through iNCCU.

     

    Week 2 (9/18): Why Academic Writing is Not Free Writing

    Understand the difference between a thesis, a textbook, and a Wikipedia page; how a research topic and a research question differ; explanatory vs. descriptive research questions.

     

    Week 3 (9/25): Measurements and Hypothesis

    Elements of a well-structured research design; research puzzle (causes vs. consequences); variable measurements; hypotheses building and testing

     

    Week 4 (10/2): Interdisciplinary Self-Learning Week

     

    Week 5 (10/9): Strategies for Research Design

    How to identify gaps in the literature; research strategies based on theory, data, and method; how to write a critical literature review assignment (p.2-p.5 of the syllabus); check the sample MA theses on Moodle; warm-up presentations

     

    **Research design strategy (I): Testing existing theories + using one single method **

     

    Week 6 (10/16): Party System Development

    1. Mainwaring, Scott and Yen-Pin Su. 2021. “Electoral Volatility in Latin America, 1932-2018.” Studies in Comparative International Development 56(3): 271-296.
    2. Su, Yen-Pin, and Fabricio A. Fonseca. 2021. “Explaining the Party Unity of Governing Parties in Mexico.” Revista de Ciencia Política 41(3): 515-537.
    3. Su, Yen-Pin. 2015. “Party Registration Rules and Party Systems in Latin America.” Party Politics 21(2): 295-308.

     

    Week 7 (10/23): Party Development

    1. Bolleyer, Nicole and Saskia P. Ruth. 2018. “Elite Investments in Party Institutionalization in New Democracies: A Two-Dimensional Approach.” Journal of Politics 80(1): 288-302.
    2. Su, Yen-Pin and Ekaterina Rashkova. 2024. "The COVID-19 Pandemic and the Electoral Performance of Governing Parties in Electoral Democracies." International Political Science Review https://doi.org/10.1177/01925121231195612.
    3. Burgess, Katrina, and Steven Levitsky. 2003. “Explaining Populist Party Adaptation in Latin America: Environmental and Organizational Determinants of Party Change in Argentina, Mexico, Peru, and Venezuela.” Comparative Political Studies 36(8): 881-911.

     

    Week 8 (10/30): Voting Behavior

    1. Murillo, María Victoria, Virginia Oliveros, and Milan Vaishnav. 2010. “Electoral Revolution or Democratic Alternation?” Latin American Research Review 45 (3): 87-114.
    2. Kouba, Karel and Jakub Lysek. 2016. “Institutional Determinants of Invalid Voting in Post-Communist Europe and Latin America.” Electoral Studies 41: 92-104.
    3. Doyle, David. 2011. “The Legitimacy of Political Institutions: Explaining Contemporary Populism in Latin America.” Comparative Political Studies 44(11): 1447-1473.

     

    **Research design strategy (II): Testing existing theories + using mixed methods**

     

    Week 9 (11/6): Regime Change

     

    **Instruction for country-level dataset assignment**

     

    1. Schenoni, Luis L., and Scott Mainwaring. 2019. “US Hegemony and Regime Change in Latin America.” Democratization 26(2): 269-287.
    2. Neshkova, Milena I., and Vaiva Kalesnikaite. 2019. "Corruption and Citizen Participation in Local Government: Evidence from Latin America." Governance 32(4): 677-693.
    3. Mazaheri, Nimah and Steve L. Monroe. 2018. "No Arab Bourgeoisie, No Democracy? The Entrepreneurial Middle Class and Democratic Attitudes since the Arab Spring." Comparative Politics 50(4): 523-550.

     

    **Research design strategy (III): Modifying existing theories + using one single method**

     

    Week 10 (11/13): Interdisciplinary Self-Learning Week

     

    Week 11 (11/20): Causes and Consequences of Party System Development

     

    **Country-level dataset assignment due in class**

     

    1. Rashkova, Ekaterina, and Yen-Pin Su. 2020. “Political Finance Regimes and Party System Size: Evidence from New and Established European Democracies.” European Political Science Review 12(1): 35-48.
    2. Su, Yen-Pin. 2015. "Anti-Government Protests in Democracies: A Test of Institutional Explanations." Comparative Politics 47(2): 149-167.
    3. Su, Yen-Pin. 2018. “Personal Vote, Spatial Registration Rules, and Party System Nationalization in Latin America.” International Political Science Review 39(2): 192-208.

     

    Week 12 (11/27): Causes and Consequences of Democracy

    1. Wang, Yi-ting. 2023. “Supporting Democracy When Other Democracies Prosper?” Democratization 30(7): 1240-1263.
    2. Ames, Barry and Ignacio Mamone. 2021. "Agency and Structure in Latin American Regime Change." Journal of Politics in Latin America 13(1): 5-39.
    3. Huber, Robert A., and Christian H Schimpf. 2016. “Friend or Foe? Testing the Influence of Populism on Democratic Quality in Latin America.” Political Studies 64(4): 872–889.

     

    **Research design strategy (IV): Modifying existing theories + using mixed methods**

     

    Week 13 (12/4): Political Economy

    1. Chang, Wen-Yang. 2020. "Democracy, Natural Resources, and Infectious Diseases: the Case of Malaria, 1990–2016."  Studies in Comparative International Development 55: 354–380.
    2. Aytaç, Selim Erdem. 2018. "Relative Economic Performance and the Incumbent Vote: A Reference Point Theory." Journal of Politics 80(1): 16-29.
    3. Ping, Szu-Ning, Yi-ting Wang, and Wen-Yang Chang. 2022. “The Effects of China’s Development Projects on Political Accountability.” British Journal of Political Science 52(1): 65-84

     

    **Research design strategy (V): Testing new theories + using one single method**

     

    Week 14 (12/11): Democracy and Political Stability

    1. Martínez, Christopher A. 2021. “Presidential Instability in Latin America: Why Institutionalized Parties Matter.” Government and Opposition 56: 683–704.
    2. Yan, Huang-Ting. 2022. "The Road to Durable Democracy: Dominant Party Regimes, Party Politics and Democratic Survival." Democratization 29(8): 1496-1517.
    3. Vogt, Manuel. 2016. “A New Dawn? Indigenous Movements and Ethnic Inclusion in Latin America.” International Studies Quarterly 60(4): 790-801.

     

    Week 15 (12/18): Democratic Survival and Executive Approval

    1. Pérez-Liñán, Aníbal and Scott Mainwaring. 2014. “Democratic Breakdown and Survival in Latin America, 1945-2005.” In Reflections on Uneven Democracies: The Legacy of Guillermo O’Donnell, eds. Daniel Brinks, Marcelo Leiras, and Scott Mainwaring, 21-43. Baltimore: Johns Hopkins University Press. (See the scanned chapter on Moodle)
    2. Yan, Huang-Ting. 2024. "Born with a Silver Spoon? Modes of Transitions and Democratic Survival." Democratization 31(2): 458-480.
    3. Reyes-Housholder, Catherine. 2019. “A Theory of Gender’s Role on Presidential Approval Ratings in Corrupt Times.” Political Research Quarterly 73(3): 540-555.

     

    Week 16 (12/25): Causes and Consequences of Political Polarization

    1. Moraes, Juan A., and Sergio Béjar. 2023. “Electoral Volatility and Political Polarization in Developing Democracies: Evidence from Latin America, 1993–2016.” Party Politics 29(4): 636–647.
    2. Su, Yen-Pin. 2022. “Rules for Party Subsidies and Electoral Volatility in Latin America.” Latin American Research Review 57(1): 151-169.
    3. Béjar, Sergio, Juan A. Moraes, and Santiago López-Cariboni. 2020. “Elite Polarization and Voting Turnout in Latin America, 1993–2010.” Journal of Elections, Public Opinions and Parties 30(1): 1-21.

     

    Week 17 (1/1): National Day

     

    Week 18 (1/8): Research Design Proposal Presentations

     

    授課方式Teaching Approach

    20%

    講述 Lecture

    80%

    討論 Discussion

    0%

    小組活動 Group activity

    0%

    數位學習 E-learning

    0%

    其他: Others:

    評量工具與策略、評分標準成效Evaluation Criteria

    Evaluation and Requirements

    Weekly review assignments

    50%

    Data analysis assignment

    10%

    Submitted abstract for an international conference

    5%

    Research proposal

    30%

    Class participation

    5%

     

    1. Weekly review assignments. In the second session of this course, for every class meeting, MA students must write one longer review assignment for one reading and one shorter review assignment for another reading. Doctoral students must write two longer review assignments for two readings. A list of reading assignments will be announced in Week 5. Below is the instruction for writing the assignments.

     

    A). The longer review must be structured into the following sections:

     

    (1) The specific research question that the article explicitly addresses (beginning with “How”)

    (2) The broader research question that the article could address (beginning with “Why”)

    (3) Why it matters to address the broader research question

    (4) What previous studies have suggested and what research gaps that the article aims to fill

    (5) The main theory proposed (testable hypotheses/argument, and their theoretical reasoning)

    (6) Unit of analysis; research scope (the cases and time periods analyzed in the article); the dependent variable(s), independent variable(s), control variable(s), and how they are measured

    (7) Main findings

    (8) Critical review

     

    Identifying the specific RQ in section (1) and the broader RQ in section (2) can be confusing for fresh graduate students. The good news is that all assigned readings in this course are empirical research papers. One common feature of the empirical papers is that the title is almost always organized in the manner of “the relationship between the explanatory factors and the outcome to be explained for particular cases.” Let’s take two imaginary papers, for example:

     

    Article #1: “Natural Resource Revenues and Corruption in Latin American Democracies.”

    Article #2: “Political Scandals and Electoral Performances of 175 Political Parties in 10 South American Countries (2000-2019).”

     

    In section (1), the specific RQ can be specified in the article’s title or abstract. For article #1, the specific RQ could be: How do natural resource revenues affect levels of corruption in Latin American democracies? Or, it could be: What is the relationship between natural resource revenues and corruption in Latin American democracies? For article #2, the specific RQ could be: How do political scandals affect the electoral performances of 175 parties in 10 South American countries (2000-2019)? Or, it could be: What is the relationship between scandals and electoral performances of 175 parties in 10 South American countries (2000-2019)?

     

    Identifying the broader RQ for section (2) can be challenging. It is because most articles do not mention it explicitly, either in the title or the text. The key point here is to figure out what kind of outcome the article aims to explain. For article #1, the outcome to be explained is the level of corruption. Therefore, the broader RQ is: Why do some countries have higher levels of corruption than others? Or, it could be: What explains the variation in levels of corruption among different countries? For article #2, the outcome to be explained is the electoral performance of political parties. Therefore, the broader RQ is: Why do some parties have better electoral performances than others? Or, it could be: What explains the variation in electoral performances of parties? Identifying the broader RQ is an essential training exercise for developing critical literature review skills for your research project.

     

    Please write the answers to section (1) and section (2) in a question form with a question mark at the end. Please do not write a declarative statement for the answer to each section. Also, please do not mention the research scope (i.e., cases) of the article in your answer for section (2).

     

    In section (3), discuss how the author or authors justify the importance of the research question that the article aims to address.

     

    In section (4), briefly discuss what previous studies have suggested for the research question and specify the research gap this article aims to fill. Specifying research gaps can justify why this article differs from other related studies, how this article engage the existing debates, and what unique contributions that this article can make to the existing literature. The gap could be theoretical, empirical, or methodological. Most articles explicitly indicate such a gap in the Introduction section by briefly evaluating previous literature and mentioning what has not been done so far. To write the answer to section (5), you can use the following template: “Most previous studies have done such and such, but few studies have done… Therefore, this article aims to fill the gap in the literature by ...,” Identifying the gap is an essential training exercise for developing skills for figuring out how to make your research project unique.

     

    In section (5), discuss the theory proposed by the article, including the definition of the key concept(s), the testable hypotheses (or arguments), and the theoretical reasoning (causal mechanism) behind the hypotheses (arguments).

     

    In section (6), identify the unit of analysis and specify the research scope (the cases and time periods analyzed in the article). The unit of analysis relates to the “carrier” of the dependent variable, which can be a country, a subnational administrative unit, an organization (e.g., a political party or NGO), or other kinds of unit. For article #1, the unit of analysis is a country, and the research scope is Latin American Democracies from 1960 to 2019. For article #2, the unit of analysis is a party, and the research scope is 175 parties in 10 South American countries (2000-2019). In addition, specify what the dependent variable(s), independent variable(s), and control variable(s) are, and then, discuss how these variables are measured in the paper. Then, identify the level of measurement (dichotomous, ordinal, or continuous) and the data sources for these variables.

     

    In section (7), summarize the main findings of the article. You can get the information in the abstract and statistical regression tables in the main text. For the presenters, if the reading provides regression tables, please copy and paste the tables into your PowerPoint slides.

     

    In section (8), first briefly discuss what contribution that this article makes, then provide critical comments and questions as if you are the anonymous reviewer for this article. Thoughts for critiques include, but are not limited to: Is the transfer of theory to empirics reasonable? How well are the key concepts measured? Is there any problem in the proposed theory? Are there missing alternative explanations? How reliable are the data? What are the pros and cons of the methodology used by the author(s)? Is the theoretical argument applicable in other contexts for comparative work? What else can be done to improve this article? In your critiques, you are strongly encouraged to cite other similar studies to support your critiques.

     

    B). The shorter review must be structured into the following sections:

     

    (1) The specific research question that the article explicitly addresses (beginning with “How”)

    (2) The broader research question that the article could address (beginning with “Why”)

    (3) What previous studies have suggested and what research gaps that the article aims to fill

    (4) The main theory proposed (testable hypotheses/argument, and their theoretical reasoning)

    (5) Unit of analysis; research scope (specific cases and time periods analyzed in the article); the dependent variable(s), independent variable(s), control variable(s), and how they are measured

    (6) Main findings

     

    For MA students, a longer review assignment is worth up to 3 points, and a shorter review assignment is worth up to 2 point. For doctoral students, a longer review assignment is worth up to 2.5 points. The assignments will be graded based on its quality. In your assignment, please include your name and the bibliographic information for the reading on the top and insert page numbers at the bottom. The format of an assignment must be: 1) in Word format (DO NOT use PDF file); 3) 12-point font; 4) single-spaced; and 5) with moderate margins. For the longer review, 30% of the content must be in the critical review section. The assignments for a particular weekly class meeting must be posted one day before the class. Your points will be lowered for each late post or incomplete post.

     

    In-Class Presentation: A list of presenters will be announced in Week 5. The presenters can use PowerPoint or simply their assignments for presentations. Each presentation must be no longer than 20 minutes. The presenters must lead the discussions by asking questions to the class. Note: If you are assigned as an in-class presenter, you can upload your PowerPoint slides to Moodle as your assignment.

     

    1. Dataset building and empirical analysis assignments. You will build a dataset based on the V-Dem database. Visit Moodle for more details.

     

    1. Submitted abstract for an international conference. You will submit a 150-word abstract for an annual conference held by one of the following professional political science associations (submission deadline in parenthesis): Midwest Political Science Association (early October), European Political Science Association (mid-December), American Political Science Association (mid-January), or International Political Science Association (late January). You are required to upload to Moodle the confirmation email that shows the association receives your abstract.

     

    1. Research proposal. You will write a theory-driven empirical research proposal. It must be structured into the following five sections:

     

    I. Introduction. First, specify your research topic and proposal a broader research question. Second, discuss why it matters for academia and policy makers to examine this broader research question.

     

    II. Literature review.  First, identify at least two scholarly debates about the explanations of your DV. Here, you should not limit the literature search by focusing on the country cases you are interested in. You have to broaden the search of the literature. For instance, if you are interested in studying what explains the variation in levels of corruption in Africa, you should also search for literature about the explanations of corruption in other regions. Second, discuss the main argument of each debate based on a short literature review of at least five studies for each debate. Third, identify the gap in the literature that your project aims to fill. Possible research gaps include, but are not limited to, 1) missing explanation, 2) lack of systematic tests of different theories, and 3) lack of examination of certain cases.

     

    III. Theoretical arguments and testable hypotheses. Based on the discussion about the gap in the literature, propose an explanation you plan to apply for your empirical analysis. Elaborate on the theoretical reasoning of the explanation. Generate hypotheses based on the explanation.

     

    IV. Research design. First, specify the unit of analysis for the empirical analysis. Second, discuss how you measure the dependent variable(s), independent variable(s) and control variable(s), and then, indicate possible data sources for these variables. Third, discuss the research scope for the empirical analyses. Note that the specific cases and time periods that you plan to cover are determined mainly by data availability. Fourth, discuss the analytical methods that you intend to use. Last, provide a summary that indicates how your research project contributes to the existing literature. In this summary, you can reiterate that there is a gap in the literature, and your research project aims to fill the gap. In addition, briefly discuss one or two cases in the real world that fit the theoretical hypothesis.

     

    Before uploading your research proposal, make sure to include the title of your project, your name, and page numbers. Moreover, please follow the American Political Science Association (APSA) style to format citations and bibliography/references. Last, the format of this paper must be: 1) in Word format; 3) in 12-point font; 4) single-spaced; and 5) with moderate margins. The length of the paper should be at least 2,000 words in total. Every student will be assigned to make an in-class presentation for the proposals on Week 16. Every student will also be assigned to be a discussant for one classmate’s presentation.

     

    The paper is graded based on its clarity (30%), quality of literature review (30%), quality and feasibility of the design (20%), potential contributions (10%), and formality (10%).

     

    1. Class participation. In every class meeting, I will make sure that EVERY student speaks. To facilitate the discussion, please have your assignments at hand. If you are not confident about speaking English, read your assignment out loud. Being unable to recall what you have written in your assignment is unprofessional and will seriously affect your grade for class participation.

     

    General Policies

    1. Add/drop the course. Students should drop the course if they 1) miss any of the first three weekly class meetings and 2) plan to skip the last three weekly class meetings.
    2. Auditing students. I only permit my advisees to audit this course.
    3. Plagiarism. Plagiarism is strictly prohibited in this course. When writing your assignments and research proposal, DO NOT copy and paste sentences from articles you read. Always write in your own words by rephrasing or paraphrasing. You will get a very low grade if I find that your assignments and research proposal have severe plagiarism problems.
    4. Using AI tools. Do not use AI tools to produce your assignments and research proposal. However, you are encouraged to use AI tools to proofread and edit your assignments and research proposal. You will get a very low grade if I find that AI tools entirely produced your assignments and research proposal.
    5. Teamwork. Teamwork for doing the required assignments and the research proposal is NOT allowed. However, you can discuss the coursework with me and your classmates.
    6. Requirements for Ph.D. students. I have much higher expectations for doctoral students who take this course. Doctoral students will be assigned more in-class presentations if necessary. Also, doctoral students are expected to write better assignments and research proposals.
    7. Using laptops and cell phones in class. Using laptops for taking notes is permitted. Using cell phones is strictly disallowed in class. If I see any student using a cell phone, I will stop the class until the student stops using the cell phone or leaves the classroom.
    8. Re-evaluating grades. You have the right to request a re-evaluation of the grading of your work. In doing so, you must draft a one-page memo outlining why you deserve a better grade. Please note that this memo must be entirely based on the merit of your own work (it cannot be based on comparison with the grades of other students). Remember that your grade will be thoroughly re-evaluated so that the revision might involve a downward or upward change in the grade.
     
     

    指定/參考書目Textbook & References

    All required readings for this course can be downloaded for free on NCCU Libraries Discovery System using NCCU’s WIFI or VPN (off campus).

    已申請之圖書館指定參考書目 圖書館指定參考書查詢 |相關處理要點

    書名 Book Title 作者 Author 出版年 Publish Year 出版者 Publisher ISBN 館藏來源* 備註 Note

    維護智慧財產權,務必使用正版書籍。 Respect Copyright.

    課程相關連結Course Related Links

    
                

    課程附件Course Attachments

    課程進行中,使用智慧型手機、平板等隨身設備 To Use Smart Devices During the Class

    其他:Using laptops for taking notes is permitted. Using cell phones is strictly disallowed in class. Other regulation

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