Type of Credit: Required
Credit(s)
Number of Students
Course Description
The objective of this course is to equip the students with a general framework for understanding the theories of regulation for insurance and other financial services and the core principles for insurance regulation promoted by the International Association and Insurance Supervisors (IAIS). Institutional details with emphasis on the current regulatory issues in Taiwan will also be addressed. Since the regulatory issues are constantly changing, our primary goal is to stimulate critical thinking and promote the development of problem solving skills to better prepare students for applying general concepts to new types of regulatory policy issues.
能力項目說明
Learning Outcomes:
At the end of this course, the students should be able to:
1.Understand the fundamental theories to regulation in the insurance sector.
2.Understand a broad perspective of financial services and insurance in terms of market development and regulatory policies.
3.Understand the important international principles, standards conducted by the IAIS.
4.Understand the effects of and the rationale for public policies that affect the insurance industry, insurance end-users (i.e. enterprises and individuals).
5.Think critically and analytically solve regulatory problems that confront the policy makers, insurance industry and the end-users.
| 教學週次Course Week | 彈性補充教學週次Flexible Supplemental Instruction Week | 彈性補充教學類別Flexible Supplemental Instruction Type |
|---|---|---|
| 週次 Week | 課程主題 Course Theme | 課程內容與指定閱讀 Content and Reading Assignment | 教學活動與作業 Activity and Homework | 學習投入時數 Estimated time devoted to coursework per week | |
|---|---|---|---|---|---|
| 課堂講授 Lecture Hours | 課程前後 Preparation Time | ||||
|
1
|
Orientation |
N/A |
N/A |
3.0
|
|
|
2
|
Fundamental Theories of Insurance Regulation |
JJ's papers |
T.B.D. |
3.0
|
6.0
|
|
3
|
Redefining insurance supervision for the new Normal |
IAIS & SFI |
T.B.D. |
3.0
|
6.0
|
|
4
|
Insurance Core Principles (ICPs) |
IAIS |
T.B.D. |
3.0
|
6.0
|
|
5
|
Insurance Core Principles (ICPs) |
IAIS |
T.B.D. |
3.0
|
0.0
|
|
6
|
Corporate Governance of Insurnace |
IAIS |
T.B.D. |
3.0
|
6.0
|
|
7
|
Conduct of Insurance Business |
IAIS |
T.B.D. |
3.0
|
6.0
|
|
8
|
Policyholder Protection Schemes (PPS) |
IAIS |
T.B.D. |
3.0
|
6.0
|
|
9
|
Fraud in Insurance |
IAIS |
T.B.D. |
3.0
|
6.0
|
|
10
|
Financial Consumer Protection Systems |
T.B.D. |
T.B.D. |
3.0
|
6.0
|
|
11
|
Mid-term Review |
N/A |
N/A |
3.0
|
|
|
12
|
Insurance Regulatory Issues in Great China |
Presentation |
Papers or PPT Materials |
3.0
|
6.0
|
|
13
|
Insurance Regulatory Issues in USA |
Presentation |
Papers or PPT Materials |
3.0
|
6.0
|
|
14
|
Insurance Regulatory Issues in EU |
Presentation |
Papers or PPT Materials |
3.0
|
6.0
|
|
15
|
Insurance Regulatory Issues in IAIS |
Presentation |
Papers or PPT Materials |
3.0
|
6.0
|
|
16
|
Insurance Regulatory Issues in UK |
Presentation |
Papers or PPT Materials |
3.0
|
6.0
|
|
17
|
Insurance Regulatory Issues in Asia |
Presentation |
Papers or PPT Materials |
3.0
|
6.0
|
|
18
|
Final Review |
N/A |
N/A |
3.0
|
|
A student-centered approach will be adopted by this course. Not only this course primarily utilizes lectures but also encourages class discussion. Student-instructor dialogue is especially encouraged. Students are ultimately responsible for their own progress by being active and critical participant in the learning. It is required that all the students shall have Pre-Class preparation for the assigned reading materials. The instructor will identify and arrange access to resources, create the context for learning and serve as an informal mentor.
Class Participation: 50%，Presentations: 25%，Term Papers: 25 %
1. 林建智，保險監理基礎理論之探討（2001）、論保險監理之目標（2001）、論保險監理之基本架構（2001）保險專刊
2. International Association of Insurance Supervisors (IAIS), Insurance Core Principles, Standards, Guidance and Assessment Methodology (2013)（http://www.iaisweb.org/default.htm）
3. IAIS, ICPs Principle Statement and Standard
4. IAIS, Issue Paper on Policyholder Protection Schemes (2013)
5. IAIS, Application Paper on Approaches to Conduct of Business Supervision (2014)
6. IAIS, Application Paper on Fraud in Insurance (2014)
7. IAIS, Issue Paper on Corporate Governance (2009)
| 書名 Book Title | 作者 Author | 出版年 Publish Year | 出版者 Publisher | ISBN | 館藏來源* | 備註 Note |
|---|